What to Gather Before a Business Valuation Begins
The completeness and reliability of the financial record set is the single most controllable variable in the defensibility of the resulting expert opinion.
Financial Records (3–5 years minimum)
- Federal business tax returns (all schedules)
- Compiled, reviewed, or audited financial statements
- General ledger and detailed trial balances
- Accounts receivable and accounts payable aging reports
- Officer compensation and related-party transaction documentation
Corporate and Ownership Documents
- Articles of incorporation, operating agreements, shareholder agreements, or partnership agreements
- Buy-sell agreements and any valuation formulas embedded therein
- Cap table or ownership schedule with classes of equity
- Minutes of board meetings or managing-member meetings relevant to the dispute period
Operational and Market Data
- Customer concentration and contract documentation
- Key-employee and owner-dependency documentation
- Industry benchmarks or market data if available
- Any prior valuations, appraisals, or offers to purchase
The more complete the record set at engagement, the more defensible the expert opinion will be when reviewed by opposing parties, experts, lenders, buyers, courts, or other decision-makers.
Choosing the Correct Valuation Date
The valuation date is a threshold decision that determines which records, markets, and assumptions are relevant. In disputes, transactions, tax matters, and ownership decisions, the controlling date may come from an agreement, statute, order, transaction document, negotiation posture, or another decision context. Errors in selecting the valuation date are a common ground for parties, advisors, lenders, buyers, or experts to challenge the reliability of a valuation opinion. Confirming the operative valuation date before the engagement begins — and communicating any pending date disputes — allows the expert to address them in the report. Parties, counsel, and advisors should identify any date rules, pending disputes, and controlling documents before the valuation work begins.Florida Counties — Forensic Accounting and Business Valuation Hubs
Joey Friedman CPA PA serves clients throughout Florida. For county-specific forensic accounting and business valuation engagement details, see:
- Miami-Dade County Forensic Accounting (11th Judicial Circuit)
- Broward County Forensic Accounting (17th Judicial Circuit — Joey’s home county)
- Palm Beach County Forensic Accounting (15th Judicial Circuit)
- Orange County (Orlando) Forensic Accounting (9th Judicial Circuit + US Middle District Orlando Division)
- Hillsborough County (Tampa) Forensic Accounting (13th Judicial Circuit + US Middle District Tampa Division)
- Pinellas County (St. Petersburg / Clearwater) Forensic Accounting (6th Judicial Circuit + US Middle District Tampa Division)
Additional Florida Counties — Recently Added Hubs
- Duval County (Jacksonville) Forensic Accounting (4th Judicial Circuit + US Middle District Jacksonville Division)
- Lee County (Fort Myers) Forensic Accounting (20th Judicial Circuit + US Middle District Fort Myers Division)
- Collier County (Naples) Forensic Accounting (20th Judicial Circuit + US Middle District Fort Myers Division)
Standard of Value
The standard of value defines the hypothetical conditions under which the business interest is valued. Common standards include fair market value, fair value, investment value, and intrinsic value. The applicable standard depends on the purpose of the valuation — whether it arises from a marital dissolution, shareholder dispute, tax matter, transactional context, or another decision.
Selecting the wrong standard of value produces an opinion that may not be accepted by the parties, advisors, lenders, buyers, mediators, arbitrators, courts, or other decision-makers who will evaluate it. The engagement letter and report should identify the applicable standard clearly and explain its connection to the governing agreement, statute, or decision context.
After the Records Are Organized
Once the valuation date, standard, ownership interest, and record set are established, the expert selects the appropriate method or methods. Business valuation methods fall within three main approaches: the income approach, the market approach, and the asset approach. The expert’s selection of approach and method should be explained in the report and tied to the specific facts of the engagement.
Normalization adjustments — corrections to the financial statements to reflect economic reality, remove owner-specific items, or address non-recurring events — are a frequent source of disagreement in disputed valuations. Each adjustment should be documented, sourced, and explained so that parties, advisors, lenders, buyers, mediators, arbitrators, courts, or other decision-makers can evaluate the basis for the opinion.
Accurate Business Valuation FAQ
What makes a business valuation defensible in a dispute?
A defensible business valuation documents the valuation date, standard of value, ownership interest, record sources, approach selection, and normalization adjustments in enough detail that parties, advisors, lenders, buyers, mediators, arbitrators, courts, or other decision-makers can evaluate the reasoning. Opinions that cannot be followed and evaluated by others are more likely to be challenged.
How is the valuation date determined in a divorce or partnership dispute?
The controlling valuation date in a dispute typically comes from a governing agreement, applicable statute, court order, transaction document, or the facts of the case. The date should be confirmed with counsel before the engagement begins because different dates can produce materially different conclusions.
What is the difference between fair market value and fair value?
Fair market value is the price at which property would change hands between a hypothetical willing buyer and seller, both having reasonable knowledge of relevant facts and neither being under compulsion. Fair value is a statutory standard used in dissenting shareholder and other proceedings and may differ from fair market value by excluding certain discounts. The applicable standard depends on the governing authority and the nature of the engagement.
Do I need a CPA or a credentialed valuator for a business valuation in litigation?
Many courts and parties require or strongly prefer a credentialed business valuator — such as a CPA/ABV (Accredited in Business Valuation) or CVA (Certified Valuation Analyst) — in disputed matters. Credentials signal that the expert has met defined education and experience requirements in business valuation methodology.
How long does a business valuation take?
The time required depends on the complexity of the business, the completeness of the records provided, the number of normalization issues, and the engagement’s deadlines. Engagements with complete records and a defined valuation date generally proceed more efficiently than those where records are incomplete or the controlling date is itself disputed.
Working with Counsel, Business Owners, and Litigants
Whether you are counsel managing a business dispute, a business owner navigating a transaction or ownership transition, or a party to a divorce, partnership dissolution, or other contested matter, an accurate business valuation begins with the right foundational decisions — date, standard, interest, and records — made before the expert begins formal analysis.
Joey Friedman, CPA, ABV, MAcc, MIB provides forensic accounting and business valuation services throughout Florida for disputes, transactions, tax matters, and ownership decisions. To discuss the parameters of a potential engagement, use the contact form on this site.